PRIVATE FINANCINGS AND ASSET MANAGEMENT SERVICES
Capital Formation
Roth Bierman attorneys will lead your emerging, growth or established company through the confusing and painful capital formation process, including private equity placement, traditional financing, venture capital funding, government assisted financing and non-traditional means such as joint ventures and strategic partnerships. Roth Bierman attorneys use all the resources at their disposal to help clients succeed and, in the course of their business, our attorneys are exposed to capital markets everyday and have wide ranging relationships in the business and financial community. As a result, we know what makes these financing sources react favorably to your company as well as on what issues to focus your company's effort, and which certainly adds to the likelihood of success in raising capital for your company in many, many cases. Finally, where resources in addition to financial capital are needed, Roth Bierman attorneys can be creative in providing introductions to, and facilitating and structuring of relationships with, strategic partners and other joint venture partners.
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Private Funds
Roth Bierman attorneys also provide their clients the crucial legal and business assistance needed during the organization and operation of a wide variety of private funds, hedge funds and other types of unregistered funds. These generally include limited partnerships and limited liability companies that invest in a variety of securities. Roth Bierman attorneys advise these funds on issues ranging from the formation and syndication process (including the publication of private placement memoranda) to the acquisition and divestiture of various private and public investment targets. Throughout their representation of these various funds, we counsel the principals of these funds regarding matters of corporate structure and governance (including representation on the targeted companies' board of directors), the syndication and structuring of portfolio company investments and compliance with applicable regulatory and compliance procedures. These funds have invested in many industries, including areas such as biotechnology, biomedical devices, real estate, oil and gas and service organizations.
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Investment Management
Roth Bierman attorneys attempt to remove the fear and complexity from the myriad of
regulatory requirements facing investment advisors and broker-dealers today, including
registration under federal and state laws, advice regarding advertisements and marketing materials, preparing trading practices and other "best practice" compliance procedures and keeping in compliance with ever changing federal and state laws. We represent a wide variety of financial institutions, including investment advisers, broker-dealers and hedge funds, as well as their service providers and other related parties, in regulatory and transactional matters related to investment management.
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